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| Application Number | 1639982 |
| Trademark Status | Registered |
| Trademark Class | 35 |
| Trademark Description | PROVIDING SERVICES TO REGULATE THE SECURITIES INDUSTRY IN ORDER TO MAINTAIN THE INTEGRITY OF THE MARKETPLACE FOR THE BENEFIT AND PROTECTION OF INVESTORS, NAMELY, REGISTRATION OF MEMBER FIRMS AND THEIR EMPLOYEES, INVESTMENT ADVISORS AND INDIVIDUALS AND ENTITIES WITHIN THE" INVESTMENT AND SECURITIES" INDUSTRY; ARRANGING OF SUBSCRIPTIONS FOR THE PUBLICATIONS OF OTHERS; PROMOTING THE SERVICES OF OTHERS, NAMELY, ADVERTISING AND MARKETING A SERIES OF DISCOUNTED INSURANCE, FIDUCIARY BOND, MAIL DELIVERY AND TELECOMMUNICATIONS SERVICES TO MEMBERS; ON.,LINE RETAIL STORES AND MAIL-ORDER CATALOG SERVICES FEATURING BOOKLETS, MANUALS, AUDIO AND VIDEO TAPES AND COMPACT DISCS DEALING WITH THE SECURITIES AND INVESTMENT INDUSTRY, AND FEATURING CLOTHING, SCARVES, HATS, BAGS, OFFICE SUPPLIES AND ACCESSORIES, WATCHES, PAPER GOODS AND CALENDARS, UMBRELLAS, AND COFFEE MUGS; ASSOCIATION SERVICES, NAMELY, PROMOTING THE INTERESTS O( SECURITIES AND INVESTMENT INDUSTRY PROFESSIONALS; BUSINESS SERVICES, NAMELY, PROVIDING AN ONLINE DATABASE FEATURING EMPLOYMENT AND DISCIPLINARY INFORMATION REGARDING PROFESSIONALS IN THE SECURITIES AND INVESTMENT ADVISOR INDUSTRIES; PROVIDING AN ON-LINE COMPUTER DATABASE WITH INFORMATION REGARDING THE PROFESSIONAL BACKGROUND, BUSINESS PRACTICES AND CONDUCT OF REGISTERED FINANCIAL BROKERAGE FIRMS AND THEIR REGISTERED EMPLOYEES AND INVESTMENT ADVISORS; PROVIDING INFORMATION REGARDING THE PROFESSIONAL BACKGROUND, BUSINESS PRACTICES AND CONDUCT OF REGISTERED FINANCIAL BROKERAGE FIRMS AND THEIR REGISTERED EMPLOYEES IN RESPONSE TO TELEPHONE AND EMAIL INQUIRIES IN INTERNATIONAL CLASS 35 CONSULTING SERVICES FOR OTHERS, NAMELY, EVALUATING SECURITIES MARKET RISKS AND PROVIDING RISK MANAGEMENT RECOMMENDATIONS; PROVIDING ANALYSIS OF SECURITIES MARKET REGULATIONS, MANAGEMENT, AND OPERATION PROVIDING ADVICE REGARDING THE STRUCTURE AND REGULATION OF SECURITIES MARKETS; PROVIDING ADVICE REGARDING THE USE OF TECHNOLOGY TO ENFORCE SECURITIES MARKET REGULATIONS AND RULES; PROVIDING SERVICES TO REGULATE THE SECURITIES INDUSTRY IN ORDER TO MAINTAIN THE INTEGRITY OF THE MARKETPLACE FOR THE BENEFIT AND PROTECTION OF INVESTORS, NAMELY, REGISTRATION OF MEMBER FIRMS AND THEIR EMPLOYEES, INVESTMENT ADVISORS AND INDIVIDUALS AND ENTITIES WITHIN THE INVESTMENT AND SECURITIES INDUSTRY; ARRANGING OF SUBSCRIPTIONS FOR THE PUBLICATIONS OF OTHERS; PROMOTING THE SERVICES OF OTHERS, NAMELY, ADVERTISING AND MARKETING A SERIES OF DISCOUNTED INSURANCE, FIDUCIARY BOND, MAIL DELIVERY AND TELECOMMUNICATIONS SERVICES TO MEMBERS; ON-LINE RETAIL STORES AND MAIL-ORDER CATALOG SERVICES FEATURING BOOKLETS, MANUALS, AUDIO AND VIDEO TAPES AND COMPACT DISCS DEALING WITH THE SECURITIES AND INVESTMENT INDUSTRY, AND FEATURING CLOTHING, SCARVES, HATS, BAGS, OFFICE SUPPLIES AND ACCESSORIES, WATCHES, PAPER GOODS AND CALENDARS, UMBRELLAS, AND COFFEE MUGS; ASSOCIATION SERVICES, NAMELY, PROMOTING THE INTERESTS OF SECURITIES AND INVESTMENT INDUSTRY PROFESSIONALS; BUSINESS SERVICES, NAMELY, PROVIDING AN ONLINE DATABASE FEATURING EMPLOYMENT AND DISCIPLINARY INFORMATION REGARDING PROFESSIONALS IN THE SECURITIES AND INVESTMENT ADVISOR INDUSTRIES; PROVIDING AN ON-LINE COMPUTER DATABASE WITH INFORMATION REGARDING THE PROFESSIONAL BACKGROUND, BUSINESS PRACTICES AND CONDUCT OF REGISTERED FINANCIAL BROKERAGE FIRMS AND THEIR REGISTERED EMPLOYEES AND INVESTMENT ADVISORS; PROVIDING INFORMATION REGARDING THE PROFESSIONAL BACKGROUND, BUSINESS PRACTICES AND CONDUCT OF REGISTERED FINANCIAL BROKERAGE FIRMS AND THEIR REGISTERED EMPLOYEES IN RESPONSE TO TELEPHONE AND EMAIL INQUIRIES IN INTERNATIONAL CLASS 35 CONSULTING SERVICES FOR OTHERS, NAMELY, EVALUATING SECURITIES MARKET RISKS AND PROVIDING RISK MANAGEMENT RECOMMENDATIONS;? PROVIDING ANALYSIS OF SECURITIES MARKET REGULATIONS, MANAGEMENT, AND OPERATIONS; PROVIDING ADVICE REGARDING THE STRUCTURE AND REGULATION OF SECURITIES MARKETS; PROVIDING ADVICE REGARDING THE USE OF TECHNOLOGY TO ENFORCE SECURITIES MARKET REGULATIONS AND RULES |
| Application Date | 2008-01-09 |
| Journal No. | 1401-0 |
| Journal Date | 2008-10-01 |
| Proprietor Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| User Details | 2028-01-09 |
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| Brand | Class | Status |
|---|---|---|
| FINRA | 35 | Registered |
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